EY Advisory Services Senior - Financial Services - Financial Services Risk Management - Consumer Compliance in United States

Title: Advisory Services Senior - Financial Services - Financial Services Risk Management - Consumer Compliance

Location: United States

Job Number: UNI00ADG



EY is the only professional services firm with a separate business unit –Financial Services Office (FSO)–that is dedicated to the financial services marketplace. Our teams have been at the forefront of every event that has reshaped and redefined the financial services industry. If you have a passion for rallying together to solve the most complex challenges in the industry, come join our dynamic FSO team!

As a leading provider of advisory services, EY’s Consumer Compliance Practice helps its clients respond to a constantly changing financial environment by turning business and regulatory strategy into reality.

Our consultants include industry practitioners, former regulators and lawyers with a diverse combination of experiences. This unique combination of expertise helps us bring the most creative and innovative solutions to our clients across the globe.

The opportunity

Want to team globally to help our clients with pressing regulatory matters? Want to help our clients see risk management as a means to protect consumers, accelerate their performance and deliver long-lasting results? Want to work with a wide variety of clients to deliver professional services and manage strategic business development on global priority accounts? Then, EY is the right place for you!

EY’s Consumer Compliance Practice offers a variety of challenges and the opportunity to make a significant impact on our clients’ businesses - and your career. At EY, you will have the potential to become a market leader.

Your key responsibilities

  • Establish relationships with client personnel at appropriate levels

  • Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay abreast of current business and industry trends relevant to the client's business

  • Demonstrate in-depth technical capabilities and professional knowledge.

  • Demonstrate ability to assimilate to new knowledge

  • Possess good business acumen. Remain current on new developments in advisory services capabilities and industry knowledge.

Skills and attributes for success

You’ll stay abreast of timely regulatory and risk management updates while understanding clients’ unique challenges within their businesses. Collaborating with colleagues and leadership, you will manage and deliver outstanding work products

To qualify for the role you must have

  • A bachelor's degree and approximately 2 years of work experience with consumer regulatory compliance or a graduate degree and approximately 1-2 years of consulting work experience

  • A degree in finance, accounting, law or a related discipline; MBA, MS, or JD preferred

  • Strong communication skills for report writing and client presentations

  • Analytical skills; ability to understand and assess financial services industry processes utilizing a compliance and control focus

Ideally, you’ll also have

  • Relevant experience with federal regulatory agency (Office of the Comptroller of the Currency (OCC), Federal Reserve Bank (FRB) or Consumer Financial Protection Bureau (CFPB)), or financial services organization Compliance Department

  • Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk Management Programs for financial institutions serving consumers

  • Experience in assessing and decomposing financial services industry processes utilizing a risk and control focus and with the design, development and implementation of internal controls for financial services business processes

  • Experience with compliance program assessment, compliance program design and implementation assistance, development or evaluation of compliance policies and procedures, compliance program testing, and development and evaluation of compliance program testing

  • Consumer lending product knowledge (e.g., mortgage, auto, credit card), consumer lending life cycle knowledge (e.g., marketing, origination, pricing, risk and servicing), consumer regulation knowledge (e.g., fair lending, CRA, UDAP, TILA, RESPA), regulatory requirements of the Federal Reserve, OCC, OTS and/or FDIC

  • Experience with design, development and implementation of internal controls and/or testing of internal controls for financial services business processes

What we look for

  • Innovative, creative and passionate individuals who demonstrate effective leadership, project management and teamwork skills. You are always willing to accept new challenges to take your careers to the next level

  • Relevant experience leading teams and managing people in the development and delivery of client engagements, thought leadership materials, and significant practice development initiatives

  • Prior experience with a large consulting firm preferred or a demonstrated ability to function effectively in a fast-paced, client serving consulting environment

  • A valid driver's license and passport required; willingness and ability to travel in order to meet client needs

What working at EY offers

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, both pension and 401(k) plans, a minimum of 15 days of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer:

  • The opportunity to manage a portfolio of talent within a designated service line

  • A collaborative environment where everyone works together to create a better working world

  • Excellent training and development prospects, both through established programs and on-the-job training

  • An excellent team of senior colleagues, dedicated to managing and varying your workload

  • Support, coaching and feedback from some of the most engaging colleagues around

  • Opportunities to develop new skills and progress your career

  • The freedom and flexibility to handle your role in a way that’s right for you

About EY

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. So that whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. Apply now and join us in building a better working!

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Join us in building a better working world. Apply now.

EY, an equal employment opportunity employer (Females/Minorities/Protected Veterans/Disabled), values the diversity of our workforce and the knowledge of our people.