EY Senior Compliance Officer, Independence Team HCMC in Vietnam

Title: Senior Compliance Officer, Independence Team HCMC

Location: Vietnam

Job Number: VIE000QO

►Understand all requirements of firm and regulators’ rules and policies;

►Provide technical consultant on compliance with firm and local regulations for different service lines

►Conduct the required internal control activities, which includes:

•Schedule reviews, perform risk analysis, select sample engagements for review based on firms risk criteria

•Communicate with the engagement teams being reviewed

•Prepare work papers that document the review procedures performed, findings and the results of those reviews

•Communicate the testing results with engagement team

►Build a network of people within the independence function across countries/ areas


Skill required

►Manage expectations from different service lines within expected time line with professional working style;

►Have good communication skills (oral and written), strong interpersonal and presentation skills interacting with different service lines

►Execute the assigned role and responsibilities in a timely and independent manner;

►Demonstrate the problem-solving skills, logical thinking;

►Ability to learn/adapt quickly when required


►Must have a Bachelor’s degree (eg. Economics, Accounting, Auditing)

►Minimum of 2 - 3 years in professional services/ corporate environment

►Relevant work experience in the compliance function or internal process audits in Big 4 would be viewed as

►Excellent English communication skills, both written