EY IT Advisory Manager - Financial Services - Regulatory Compliance – Consumer Compliance in Charlotte, North Carolina

IT Advisory Manager - Financial Services - Regulatory Compliance – Consumer Compliance

Advisory

Requisition # CHA002NM

Post Date 5 days ago

IT Advisory Manager, Financial Services, Regulatory Compliance Consumer Compliance

We help some of the leading financial institutions in the world stay ahead of key regulatory requirements in the banking and capital markets, asset management and insurance spaces. We aim to deliver industry-leading regulatory and technology insights to help our clients mitigate risks to their business. At EY, we hire professionals from around the world who have a diverse range of financial services, regulatory and technology backgrounds. This allows us to provide a broad range of advisory services in areas such astraded products and wealth management, financial crimes, consumer compliance and regulatory transformation.

The opportunity

You’ll help our clients develop a vision for the future of compliance with leading design thinking approaches to risk and compliance business problems, while assisting them in compiling with deposit, lending (mortgage, personal and auto), credit card laws and regulations and consumer operations by contributing to the assessment, remediation and improvement of compliance programs, agile technologies, risk and controls, and automated processes and systems (including data analytics) for the first, second and third lines of defense. You’ll focus on enabling digital solutions based on an array of software development life cycles and agile-related activities, including performance remediation and look-back activities, assessments, big data, AI, machine learning and advanced analytics.

Your key responsibilities

You’ll likely spend most of your time leading teams and engagements where you’ll deliver strategic enhancement of IT systems, digital transformations or operational processes supporting the regulatory compliance function within financial services firms. You’ll focus on the delivery of regulatory remediation, process and technology improvement and delivering insights to our clients through enabling technologies. You’ll also help the client understand and comprehend existing regulations from regulatory agencies like CFPB and the OCC. You’ll be involved in understanding the current business, regulatory and industry trends to deliver world-class solutions to solve our clients’ toughest challenges.

Skills and attributes for success

  • Ability to interface directly with clients, perform project management and manage client expectations

  • Ability to cultivate and manage business development opportunities

  • Ability to merge technical focus and industry knowledge with project management duties and business acumen

  • Ability to lead, coach and manage a team of professionals with diverse skills and background

  • Ability to guide engagement teams, work product creation and overall quality related to:

  • Consumer products (e.g., mortgages, home equity loans, student, auto, personal and all other types of loans, deposit products, credit cards and add-on products)

  • Risk, controls and regulations (e.g., all mortgage and HMDA regulations, deposit regulations such as Reg. DD, Reg. D and Reg. CC, lending regulations such as TILA (Reg. Z), RESPA, Card act and E-sign, CANSPAM and TCPA)

  • Agile technologies

  • Consumer banking operations

Ability to guide engagement teams into performing and documenting activities related to:

  • Design thinking certification for rapid prototyping of solution concepts

  • Story boarding skills and experience with wireframe and UI/UX prototyping tools

  • Assisting the senior manager or lead solution architect with evaluating solution components and developing experience in big data, Hadoop, SAS, R, machine learning methods, AI, RPA, Python, and Java solution architectures

  • Ability to evaluate and recommend to client AI frameworks – conceptual solution level skills of Microsoft Cognitive tool kits, Google TensorFlow, IBM Watson, AWS AI and ML solutions

  • Translating business requirements into IT system functional requirements

  • Conducting compliance assessments, remediation, testing against regulations and tool development

  • Developing system change and configuration options

  • Implementing changes to third-party and custom development systems

  • Testing system changes

  • Assessing compliance programs and technology

  • Performing data analysis on subsets of client data and assessing data availability, adequacy and quality

To qualify for the role, you must have

  • A Bachelor's degree and more than five years of related work experience; or a graduate degree and more than four years of related work experience; a degree in computer science, engineering, accounting, finance or related field; more than four years of relevant experience at a financial services company or comparable experience working as an advisor to a financial services company; a degree in computer science, engineering, accounting, finance or related field; MBA or MS degree preferred

  • Demonstrated ability to manage, supervise and build an effective team of technology consultants through all phases of the project technology life cycle, including requirements definition, architecture design, configuration/implementation, conversion and testing

  • Ability and comfort level researching client inquiries and emerging issues, including regulations, industry practices and new technologies

  • Demonstrated ability to understand compliance risk and control based on regulatory requirements

  • Valid driver's license in the US and a valid passport required; willingness and ability to travel both nationally and internationally to meet client needs

Ideally, you’ll also have

  • Experience in either first line of defense in a consumer banking operational or technical role, second line of defense compliance officer, or internal audit

  • Data and compliance analytics tools – SQL, SAS, R, Spotfire, Tableau, Qlikview, Cognos, big data

  • Architectural knowledge of AI frameworks – conceptual solution level skills of Microsoft Cognitive tool kits, Google TensorFlow, IBM Watson, AWS AI and ML solutions

  • Big data and machine learning analytics

  • Hands-on agile delivery experience from product to DevOps implementation

  • UI/UX prototyping skills

  • Understanding of consumer regulations for lending, including mortgage, credit cards, student lending, auto loans, etc.

  • Understanding of latest digital process development, digital integration and robotic process automation (RPA)

  • Experience in a compliance technology function at a regulatory body such as state regulator or CFPB is a plus

  • Experience in core banking industry or compliance technology software company preferred

  • Understanding and experience of SDLC leading practices

What working at EY offers

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. In addition, our Total Rewards package includes medical and dental coverage, pension and 401(k) plans, a minimum of three weeks of vacation plus ten observed holidays and three paid personal days, and a range of programs and benefits designed to support your physical, financial and social well-being. Plus, we offer:

  • Support and coaching from some of the most engaging colleagues in the industry

  • Opportunities to develop new skills and progress your career

  • The freedom and flexibility to handle your role in a way that’s right for you

About EY

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom to make things better. So that whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Make your mark. Apply today.

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