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EY Compliance Associate, Assurance (Financial Services) – Sydney in Sydney, Australia

Compliance Associate, Assurance (Financial Services) – Sydney


Requisition # SYD003WW

Post Date Dec 01, 2019

  • Work with a team of collaborators, innovators and the brightest minds in the industry

  • Variety of work and career development opportunities

  • Be part of a high-performing, supportive culture

About EY

The opportunity

The Compliance team is currently looking for Associates to join the Audit team in Sydney. The person engaged will be primarily responsible for conducting Compliance Plan and Australian Financial Services Licence (AFSL) Audits for Financial Services (FS) Clients within the Assurance service line of the Financial Services Office as well as working on a variety of Compliance Advisory engagements for both FS and non-FS Clients. This role is offered on a flexible full-time basis.

Your key responsibilities

  • Conducting audits of the Compliance Plans and AFSLs

  • Understanding high level legislative/regulatory requirements and compliance risks

  • Interpret the law/regulatory requirements (as applicable to a particular client) and its impact on the client

  • Conduct needs and gap analyses for the client

Skills and attributes for success

  • A business or accounting degree

  • Compliance or business experience in the Asset Management or Financial Services Industry

  • Previous audit and/or staff supervisory experience and/or experience with organisational internal controls

  • Excellent client interaction skills

  • The ability to look at the big picture from a compliance risk perspective for individual clients

Ideally, you’ll also have

  • Strong verbal and written communication skills

  • Have an eye for detail

  • Process analysis and project management skills

Who are FSO?

EY are the only professional services organisation offering a separate team dedicated exclusively to the financial services market. Join the Financial Services Organisation (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global perspective to a range of high profile companies. We provide a highly integrated team, combining the knowledge from across our service lines to provide advice and guidance to key industry groups including wealth and asset management, banking, capital markets and insurance.

Apply and see where a career with FSO Advisory can take you!

What working at EY offers

Our Total Rewards package includes:

  • formal or informal flexible working options e.g. remote working, flexible start and finish times -

  • career and learning development e.g. EY badges (), career mentoring

  • an extensive range of wellbeing and benefit offerings e.g. Salary packaging, parental leave and support, health checks

Who we are

EY is an inclusive and equal opportunity employer () offering a vast range of internal networks including Ability EY, our disability network, Unity, our LGBTI network and our Aboriginal and Torres Strait Islander network enabling us all to embrace and value the diverse society we live within. If you have any support or access requirements, we encourage you to advise us at the time of application via contactrecruitment@au.ey.com or +61 1800 017 666.

Join us in building a better working world. Apply now!

The preferred applicant will be subject to employment screening by EY or by their external third-party provider.

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