EY Compliance Associate, Assurance (Financial Services) – Sydney in Sydney, Australia
Compliance Associate, Assurance (Financial Services) – Sydney
Requisition # SYD003WW
Post Date Dec 01, 2019
Work with a team of collaborators, innovators and the brightest minds in the industry
Variety of work and career development opportunities
Be part of a high-performing, supportive culture
The Compliance team is currently looking for Associates to join the Audit team in Sydney. The person engaged will be primarily responsible for conducting Compliance Plan and Australian Financial Services Licence (AFSL) Audits for Financial Services (FS) Clients within the Assurance service line of the Financial Services Office as well as working on a variety of Compliance Advisory engagements for both FS and non-FS Clients. This role is offered on a flexible full-time basis.
Your key responsibilities
Conducting audits of the Compliance Plans and AFSLs
Understanding high level legislative/regulatory requirements and compliance risks
Interpret the law/regulatory requirements (as applicable to a particular client) and its impact on the client
Conduct needs and gap analyses for the client
Skills and attributes for success
A business or accounting degree
Compliance or business experience in the Asset Management or Financial Services Industry
Previous audit and/or staff supervisory experience and/or experience with organisational internal controls
Excellent client interaction skills
The ability to look at the big picture from a compliance risk perspective for individual clients
Ideally, you’ll also have
Strong verbal and written communication skills
Have an eye for detail
Process analysis and project management skills
Who are FSO?
EY are the only professional services organisation offering a separate team dedicated exclusively to the financial services market. Join the Financial Services Organisation (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global perspective to a range of high profile companies. We provide a highly integrated team, combining the knowledge from across our service lines to provide advice and guidance to key industry groups including wealth and asset management, banking, capital markets and insurance.
Apply and see where a career with FSO Advisory can take you!
What working at EY offers
Our Total Rewards package includes:
formal or informal flexible working options e.g. remote working, flexible start and finish times -
career and learning development e.g. EY badges (), career mentoring
an extensive range of wellbeing and benefit offerings e.g. Salary packaging, parental leave and support, health checks
Who we are
EY is an inclusive and equal opportunity employer () offering a vast range of internal networks including Ability EY, our disability network, Unity, our LGBTI network and our Aboriginal and Torres Strait Islander network enabling us all to embrace and value the diverse society we live within. If you have any support or access requirements, we encourage you to advise us at the time of application via email@example.com or +61 1800 017 666.
Join us in building a better working world. Apply now!
The preferred applicant will be subject to employment screening by EY or by their external third-party provider.
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